As 17a-4 works closely with several hundred financial institutions, we have a unique perception and understanding as to how many firms are addressing e-messaging compliance and e-Discovery issues. Below we have provided links to 17a-4 position papers on several of the more complex issues.

If your firm would like to anonymously fill-out a questionnaire, we will send a link which will enable you to download an expanded ‘Best Practices’ report including survey percentages by industry sector. For instance, what percentage of firms download and incorporate LinkedIn information into their email archive? Information in the Questionnaire will only be incorporated into the Questionnaire totals. Please contact us for details.