» A large hedge fund in New York City required a new way for compliance and legal to uncover content in response to potential SEC interventions and legal matters. The need to discover the data is driven by more proactive and preemptive measures to mitigate risk, track responsive content on a go forward basis, and attain information governance across their live data sources. The deployment of the solution was quick, around 2 days. (e-Discovery)

» Another large hedge fund in New York City decided that their internal and external electronic communications were not compliant with SEC retention rules. The hedge fund leveraged our DataParser™ to capture and archive the conversations for set retention periods. These chats or messages are now supervised, discoverable, and producible to outside parties. (DataParser™)

» A mid size investment advisor finalized internal discussions about the uses and issues associated with employees leveraging the social network platforms like LinkedIn. Compliance decided the platform was useful and beneficial to the growth of human capital within the company. They unfortunately needed to meet SEC compliance while leveraging LinkedIn for corporate use. Our DataParser™ delivers compliant archiving of LinkedIn profiles and InMail for all employees that utilize the LinkedIn platform. Capturing the communications and the public profiles achieves NASD 3010 and Rule 17a-4 compliance. (DataParser™)

» A large investment advisor in New England allows clients and prospective investors to communicate on line with representatives from the firm. The interface is a new e-communication platform leveraged by online securities dealers and now investment advisors. Our DataParser™ supports the capture of these conversations and archives them neatly and efficiently to achieve compliant e-communications.(DataParser™)