June 28, 2012
17a-4’s Designated 3rd Party (“D3P”) Annual Review service now incorporates FINRA 3130 archive testing which is required as part of a broker / dealer’s annual review. The combination of annual documentation and testing provides financial institutions a comprehensive archive review for a cost-effective fee. Follow this link to the complete Press Release… http://www.prweb.com/releases/2012/6/prweb9650150.htm
Continue ReadingJune 27, 2012
Bloomberg has released notification that there was a delay regarding the posting of daily message files from last night’s daily file delivery, dated June 26, 2012. Bloomberg expects the files will be posted to their respective FTP sites by 11am EST. DataParser will pick-up the files, as usual, on tomorrows run. Another option is to […]
Continue Reading17a-4’s DataParser Release 6.x fully supports the upcoming changes to Bloomberg’s compliance feed for Message and Instant Bloomberg Chats. Follow this link to the complete Press Release… http://www.prweb.com/releases/2012/6/prweb9640769.htm
Continue ReadingJune 11, 2012
As of June 18th, 2012 Bloomberg will be enhancing the Account level daily compliance feed for Message and IBs. The new data fields include Firm Number, Account Number and UUID for users of the account that the feed is set-up for. All other users will see no changes to the feed. In addition, this will […]
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