SEC & FINRA Compliance Articles

On June 27th, FINRA released Notice 24-09 which outlines how firms must manage GenAI (Generative Artificial Intelligence) implementations.  Though GenAI provides powerful new tools, they also create several compliance challenges. First, there are several ways that SEC firms are implementing GenAI but in general it is being driven by the expansion of centrally driven experiments.  […]

Our partner Mimecast has added DataParser to their marketplace of available integrations. Mimecast offers a multi-purpose platform that serves the needs of legal, compliance, and IT leaders, providing capabilities for retention, e-discovery, compliance, and supervision.  Like DataParser, Mimecast was designed to help reduce cost, complexity, and risk. “We’re very happy to be included in Mimecast’s […]

  A RingCentral module of DataParser is now being developed to support collection of chat data for archives and eDiscovery systems. “RingCentral has been on our radar for some time, so we weren’t surprised to get client requests for this module. We’re excited to be able to offer collection of RingCentral data.” said Tom Sinistore, […]

helps government and public sector agencies manage regulated data with DataParser connector software for compliance, legal, eDiscovery and archiving procedures.  is a top-ranked Government contract holder serving agencies across the US and Canadian Public sector, providing complete IT solutions and support. Carahsoft has launched a partner site for 17a-4’s DataParser.  Government and Public Sector agencies […]

A new version of Zoom DataParser supports AI Companion and Whiteboards; Zoom Workplace users can enable these features for communication and collaboration without jeopardizing compliance.  17a-4’s DataParser, the leading independent connector solution to bring third party data into archives and eDiscovery systems, supports collection of new features in Zoom.  Organizations streamline communications, increase employee engagement, […]

The DataParser Messaging Schema for normalizing collaboration data is being formalized for GitHub distribution.  New AI and text analytical programs have transformed institutions’ ability to improve corporate compliance, add value to client interactions, and deliver unprecedented operational efficiencies. Properly formatted proprietary content, whether email, documents, collaborative chats or text messaging, is the grist for these […]

Online meetings have become a very effective civic engagement tool. Citizens can view government meetings and participate in community discussions that they might otherwise not be able to join. Zoom meetings have become a standard platform for these meetings. However, preserving these meetings has become both technically and financially challenging for local and state agencies. […]

Data exports can be a great way to bring data into compliance.  DataParser has modules designed specifically to handle exports from third-party data sources.  Clients have used DataParser to process exports of users’ data from platforms like Slack Business, LineWorks, WhatsApp, Global Relay Text and Advisor360. DataParser is developed to collect data directly from the […]

Microsoft Teams features and apps are used for communication and collaboration.  DataParser supports capture of these features so regulated users can take full advantage of Teams and still adhere to governing regulations. 17a-4’s DataParser, the leading independent connector solution to bring third party data into archives and eDiscovery systems, supports collection of new features in […]

In the complex, constantly changing world of the energy industry, effective communication is crucial. From coordinating trades to managing risk, every decision must be made quickly and with confidence. In recent years, the industry has witnessed a significant transformation in the way professionals communicate, whether trading exchange-listed futures or OTC-cleared products, with the increasing popularity […]