17a-4, llc now provides Monitoring Services for archive management

17a-4’s Monitor Services program provides for a “hands off” approach to archive governance. Companies that use 17a-4’s Monitor™ software and services can leave the daily management of their archive to certified 17a-4 archive engineers. March 27, 2013 Millbrook, NY — 17a-4 llc’s software and services have been used by leading institutions, since 2001, to cost …

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17a-4, llc’s DataParser™ for SQL at Fortune 500 companies

Jan. 30, 2013 Millbrook, NY — 17a-4’s latest software release, DataParser for SQL, has now been successfully installed in Fortune 500 companies seeking compliance. 17a-4 llc is an e-messaging compliance and litigation firm with a focus on compliance technology and software development. They design and implement solutions for institutions required to adhere to regulatory requirements …

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EMC Releases and Fixed Issues

Product Updates & Releases: EMC has released updates to SourceOne’s Email Management and  Supervisor.  These include hot fix lists and changes to features. The complete release documents: SourceOne Email Management 6.8 SP2 Release Notes SourceOne Email Supervisor 6.6 SP1 Release Notes For quick reference: SourceOne 6.8 SP1 and 6.8 SP2 New Features Supervisor 6.6 SP1 …

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17a-4’s DataParser™ for Cloud Services

17a-4, llc Announces the DataParser™ for Cloud Services The DataParser ™, 17a-4, llc’s leading software to capture messaging content for archive, now works with cloud based archival services.  The DataParser for Cloud Services captures and formats the e-messaging / collaboration content and transfers it to a hosted email archive service. November 27, 2012  Millbrook, NY …

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17a-4’s DataParser™ for SQL Capture

17a-4, llc Announces DataParser™ Software for SQL Capture 17a-4’s DataParser™ is leading capture software supporting virtually all third party message platforms (Microsoft Lync®, Bloomberg® BlackBerry® etc.).  17a-4 has developed the DataParser™ for SQL that collects and formats data from Microsoft SQL and other databases that employ ODBC. For the first time, this allows institutions to …

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17a-4 llc announces Phyllis L. Elin

17a-4 llc announces the addition of Phyllis L. Elin to their e-Dis.co division.  Ms. Elin’s extensive experience in Records Management provides 17a-4 clients expanded Compliance and e-Discovery expertise.     Sept. 19, 2012 (Millbrook, NY) – Phyllis L. Elin has joined e-Dis.co, a division of 17a-4 llc, as a Regulatory Compliance Officer and Managing Director.  As …

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Message from Bloomberg®

Bloomberg message files from last night’s daily file delivery, dated July 25, 2012, will be delayed.  The delayed posting will not affect the DataParser’s capture of content.  The files will be picked up on the next scheduled run of DataParser.  Another option is to run the job manually today, in which case, 17a-4’s suggestion would …

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17a-4 llc’s Social Media Capture

 17a-4 llc Provides Free Social Media Capture Service Many institutions are required to capture and monitor social media and web sites.  By using a hosted version of 17a-4’s DataParser for Social Media schools, financial institutions, government agencies and other regulated institutions can now avail themselves of this free option to capture social media public profiles …

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17a-4’s Comment on Dodd-Frank

Dodd Frank imposes new recordkeeping, reporting and disclosure requirements on all Investment Advisers, Broker Dealers, and newly deemed Major Swap Participants. In all cases, registered advisers will be required to maintain records relating to their business activities as mandated by Rule 17a-4 of the Securities Exchange Act (Broker Dealers) and Rule 204-2 of the Investment …

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17a-4 llc’s D3P service now bundles FINRA 3130 tests

17a-4’s Designated 3rd Party (“D3P”) Annual Review service now incorporates FINRA 3130 archive testing which is required as part of a broker / dealer’s annual review.  The combination of annual documentation and testing provides financial institutions a comprehensive archive review for a cost-effective fee. Follow this link to the complete Press Release… http://www.prweb.com/releases/2012/6/prweb9650150.htm