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17a-4 offers Hybrid Suite to help regulated organizations manage complex archiving and eDiscovery requirements

To support clients that manage multiple locations for data compliance, 17a-4 offers Hybrid Suite.  This bundles products and services typically purchased by larger, regulated organizations. 17a-4, LLC, offers a suite of services and products for complex archiving and eDiscovery environments called Hybrid Suite.  Large institutions now require a complex architecture of compliance archives, eDiscovery platforms, […]

DataParser develops support for Truphone text messaging

17a-4 has developed DataParser to support Truphone, one of the world’s leading innovators in eSIM, cloud and digital solutions.  The new module for Truphone text data is now generally available.  17a-4’s DataParser, the leading independent connector solution to collect and format third party data for archiving and eDiscovery, has developed the Truphone connector to capture […]

Check List for Text Messaging Compliance

Regulated institutions are under pressure to capture and monitor text messaging.  Rather than react by incurring the cost of new technologies, firms should first analyze their specific requirements, review existing communication channels, and institute annual text messaging use policies and employee attestations. Due to recent SEC fines, text messaging compliance has become a topical and […]

DataParser supports new features in Zoom, Slack and Webex

New versions of DataParser for Slack, Webex and Zoom are now available.  17a-4 continues to add new features to DataParser to support the latest released versions of supported data sources.    17a-4’s DataParser, the leading independent connector solution to collect and format third party data for archiving and eDiscovery, continues to add features to major […]

How to Prove that FINRA Registered Employees are NOT using Zoom Chat

Many of our financial clients have set up Supervisory Policies that allow FINRA registered employees to use Zoom for video but not to use Zoom’s chat feature.  This addresses the concern that written communication is required to be retained in accordance with SEC Rule 17a-4. However, the question is how can a financial institution ‘prove’ […]

17a-4 Announces New Website Showcasing DataParser

17a-4, LLC, a leader in Collaboration capture software introduces its new website highlighting DataParser. 17a-4, LLC has a new website featuring DataParser and 17a-4 services. The new site adds new content and information for Compliance professionals to research and understand options for compliance and retention best practices. The site incorporates demos, white papers, press releases and regulatory links and is […]