Slack features enable efficient and effective collaboration.  More simply put, Slack is where work happens!  Messages, Channels, Huddles, Clips, Canvas, Workflows, Lists, File Sharing and more! Over a decade in use and it shows. Slack is loaded with features and super easy to use. DataParser’s goal is to let users take advantage of communication technologies […]

Symphony’s Cloud9 can now be collected and archived using DataParser.  The new Cloud9 DataParser captures recordings, transcripts and call data.  17a-4’s DataParser, the leading connector for bringing third-party data into archives and eDiscovery systems, has added support for the collection of Symphony’s Cloud9 product.  Cloud9 is the leading cloud-native trader voice system connecting traders, brokers […]

According to S&P Global Market Intelligence, revenues from the securities lending industry increased 4% year-on-year (YoY) to US$1,079 million for April.[1] As the fully paid securities lending (FPL) market grows due to investor appetite for yield-enhancement strategies, the associated regulatory scrutiny for industry participants will continue to be a key area of regulatory focus.  To […]

17a-4 spotlights Slack into Purview.  The fastest growing connector in DataParser’s lineup is helping Slack clients bring their data into the M365 archive. 17a-4’s DataParser, the leading connector for bringing third-party data into archives and eDiscovery systems, presents Slack and M365 Purview as its fast growing data source and archive connection.  Sending Slack data into […]

The excitement surrounding AI and Microsoft’s Copilot is now meeting the impasse of siloed content. Though IT teams have been working hard to integrate disparate repositories of data, such efforts often meet with user resistance and licensing. Perhaps the easiest (and fastest) solution is to transfer the critical content from platforms like ServiceNow, Bloomberg or […]

The capture and monitoring of text messaging has been one of the biggest and most frustrating compliance issues of 2024. We work with clients on capture solutions and for many, the costs are disproportionate to the institutional compliance risk. To simplify, we categorize firms into one of two groups.  The firm does not allow business […]

17a-4’s leading eDisclaimer service provides complete ‘chain-of-custody’ evidence for disclaimers on emails, meetings and messaging. A new complementary service, eProspectus, provides the same assurances with prospectuses, disclosures and offer documents. 17a-4, LLC offers a new service, eProspectus, complementing their eDisclaimer service for SEC compliance.  eProspectus extends 17a-4’s hyperlink disclaimer storage services to cover electronic prospectuses, […]

Meeting transcripts are the latest features to be added to communication platforms such as Microsoft Teams and Zoom. Compliance Officers must assess the benefits and risks to their organizations. In a recent forum on the National Society of Compliance Professionals (“NSCP”), we advised that transcripts (as well as meeting recordings) should be archived separately from […]

Transcripts – Meeting transcripts can now be collected!   Clients need to enable the Archive API in the Zoom admin portal under the account settings/meeting settings.  The latest version of Zoom is required to enable the workflow collection.  DataParser will attach the JSONs and/or Text files of the full transcripts to outgoing meeting messages. Meeting Summaries […]

On June 27th, FINRA released Notice 24-09 which outlines how firms must manage GenAI (Generative Artificial Intelligence) implementations.  Though GenAI provides powerful new tools, they also create several compliance challenges. First, there are several ways that SEC firms are implementing GenAI but in general it is being driven by the expansion of centrally driven experiments.  […]