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Working with data exports for simplified compliance

April 03, 2024

Data exports can be a great way to bring data into compliance.  DataParser has modules designed specifically to handle exports from third-party data sources.  Clients have used DataParser to process exports of users’ data from platforms like Slack Business, LineWorks, WhatsApp, Global Relay Text and Advisor360. DataParser is developed to collect data directly from the […]

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DataParser for Microsoft Teams adds collection of transcripts, meeting recordings, code snippets and polls

March 20, 2024

Microsoft Teams features and apps are used for communication and collaboration.  DataParser supports capture of these features so regulated users can take full advantage of Teams and still adhere to governing regulations. 17a-4’s DataParser, the leading independent connector solution to bring third party data into archives and eDiscovery systems, supports collection of new features in […]

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DataParser now supports Movius MultiLine for SMS text and WhatsApp data archiving

January 10, 2024

17a-4 has developed DataParser to support Movius MultiLine, the AI-powered mobile app for secure business voice, text, and WhatsApp conversations.  The new module for Movius MultiLine data is now generally available.  DataParser, the leading independent connector solution to collect and format third party data for archiving and eDiscovery, has developed the Movius MultiLine connector to […]

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DataParser releases FX Connect module in general availability

December 13, 2023

DataParser now supports FX Connect.  Users can send their FX Connect data into any archive or eDiscovery system. DataParser has been developed to support collection of FX Connect data.  FX Connect is State Street’s market-leading platform for FX execution, portfolio management and streamlined global operations.  FX Connect simplifies and automates the entire FX trading process […]

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Will your email disclaimer be defensible in 5 years?

December 05, 2023

  17a-4, LLC offers expert guidance on managing email disclaimers.  Many financial institutions are using eDisclaimers or links to disclaimer language.  However, they typically revise the disclaimer text using the same link which breaks the ‘chain-of-custody’ evidence necessary in litigation. 17a-4’s eDisclaimer service provides a separate link for each disclaimer and embeds a hash-code which […]

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D3P for Legacy Archives | Can we skip the migration?

November 15, 2023

WORM archives for regulated firms can become quite large and when the move to a new platform is needed, migration and compliance are the two main topics.  One can easily argue for full migration of all archived data but if you have experienced a migration, you know all too well they are often long, difficult, […]

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Fully Paid Lending Compliance

October 19, 2023

Over the past three years, 17a-4 LLC has worked extensively with Broker-dealers to provide 3rd Party Collateral Administration services in support of their Fully Paid Stock Lending (“FPL”) programs. We continue to strengthen our compliance services to Broker Dealer FPL Programs and partner custodian banks to ensure regulatory compliance with SEC Rule 15c3-3. On July […]

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Charlie Weeden speaking at NSCP National Conference in October

September 21, 2023

NSCP National Conference Dallas, Texas October 16th -18th The National Society of Compliance Professionals is a nonprofit membership organization dedicated to serving and supporting compliance professionals in the financial services industry. NSCP is “For Compliance, By Compliance.” NSCP membership provides the financial services professional with a wide range of resources including a vast network of […]

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17a-4’s Webex DataParser adds support for Webex Meetings in-meeting chats

July 11, 2022

DataParser has added support for Webex Meetings chat. This new version of the Webex module of DataParser is in testing and will be released soon. 17a-4, LLC has released a new version of Webex DataParser that now supports collection of in-meeting chats from Webex Meetings.  DataParser is a leading compliance solution to bring third-party data […]

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