Message from Bloomberg®

Bloomberg message files from last night’s daily file delivery, dated July 25, 2012, will be delayed.  The delayed posting will not affect the DataParser’s capture of content.  The files will be picked up on the next scheduled run of DataParser.  Another option is to run the job manually today, in which case, 17a-4’s suggestion would […]

17a-4 llc’s Social Media Capture

 17a-4 llc Provides Free Social Media Capture Service Many institutions are required to capture and monitor social media and web sites.  By using a hosted version of 17a-4’s DataParser for Social Media schools, financial institutions, government agencies and other regulated institutions can now avail themselves of this free option to capture social media public profiles […]

17a-4’s Comment on Dodd-Frank

Dodd Frank imposes new recordkeeping, reporting and disclosure requirements on all Investment Advisers, Broker Dealers, and newly deemed Major Swap Participants. In all cases, registered advisers will be required to maintain records relating to their business activities as mandated by Rule 17a-4 of the Securities Exchange Act (Broker Dealers) and Rule 204-2 of the Investment […]