DataParser - Communications Archive Connector Software Solutions

As a leading provider of compliant data governance and collateral administration technology for the financial services industry, we are happy to announce our Fully Paid Securities Lending administration platform now manages a daily average of $2 billion in collateral. This milestone underscores the platform’s growing role in helping broker-dealers and custodian banks efficiently manage and […]

According to S&P Global Market Intelligence, revenues from the securities lending industry increased 4% year-on-year (YoY) to US$1,079 million for April.[1] As the fully paid securities lending (FPL) market grows due to investor appetite for yield-enhancement strategies, the associated regulatory scrutiny for industry participants will continue to be a key area of regulatory focus.  To […]

Over the past three years, 17a-4 LLC has worked extensively with Broker-dealers to provide 3rd Party Collateral Administration services in support of their Fully Paid Stock Lending (“FPL”) programs. We continue to strengthen our compliance services to Broker Dealer FPL Programs and partner custodian banks to ensure regulatory compliance with SEC Rule 15c3-3. On July […]